Six Questions Every Director Should Be Asking About Compliance

Six Questions Every Director Should Be Asking About Compliance

The obligation to ensure adherence to general and specific laws applying to your company’s operations is at the heart of ...
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California Retail Market

Recovering Costs in the California Retail Market: The Power Charge Indifference Adjustment

Why has the Australian Federal Government gone about developing the National Energy Guarantee (NEG) rather than adopting the Clean Energy ...
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Three financial services compliance lessons from the Royal Commission

Three financial services compliance lessons from the Royal Commission

Today we continue to look at financial services compliance.“It’s not enough, is it… to have those policies and procedures in ...
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NDB scheme

OAIC releases first quarterly statistics report under the NDB Scheme

By Anne Wardell, Compliance Quarter.  Photo by Jefferson Santos on Unsplash The OAIC has published its first quarterly statistics report ...
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What is a small, medium or large ADI? Latest BEAR Update

What is a small, medium or large ADI? Latest BEAR Update

The Banking Executive and Accountability Regime (BEAR) was passed into law in February of this year. We have talked about ...
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ASIC releases updated guidance on client money

ASIC releases updated guidance on client money

ASIC has this week released updated guidance for Australian financial services (AFS) licensees that hold client money for trading in ...
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Solar feed-in tariffs

Solar feed-in tariffs 2018/19 for NSW call for submissions

By Anne Wardell, Compliance Quarter.  The Independent Pricing and Regulatory Tribunal (IPART) has released an Issues Paper for discussion on ...
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Royal Commission, Round One: The home loan ‘Introducer’ program

Royal Commission, Round One: The home loan ‘Introducer’ program

This week the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (the Royal Commission), began round ...
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February Fintech Roundup: The Open Banking Review and Fintech lending to SMEs

February Fintech Roundup: The Open Banking Review and Fintech lending to SMEs

February Fintech Roundup: The Open Banking Review and Fintech lending to SMEs. In February we saw the release of two ...
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Restrictions on payday loans and rent-to-buy schemes? New private members Bill

Restrictions on payday loans and rent-to-buy schemes? New private members Bill

Restrictions on payday loans and rent-to-buy schemes? On the 26 February, legislation was introduced to the Commonwealth House of Representatives ...
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ASIC oversight of the Australian Financial Complaints Authority (AFCA): Consultation Open

ASIC oversight of the Australian Financial Complaints Authority (AFCA): Consultation Open

ASIC oversight of the Australian Financial Complaints Authority (AFCA): Consultation Open - On March 5 the Australian Securities & Investments ...
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ACCC compliance and enforcement priorities

ACCC compliance and enforcement priorities for 2018 include energy

In this article, we examine ACCC compliance and enforcement priorities for 2018, including energy and the consumer data right. By ...
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Window safety devices

Window safety devices in common areas

By Anne Wardell, Compliance Quarter.  Owners corporations must ensure that all windows fitted to common property, above the ground floor, ...
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energy experts

Webinars with the Energy Experts at Compliance Quarter

In addition to our regular news updates and analysis, the regulatory energy experts at Compliance Quarter have been busy helping ...
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